Taiwan Stock Exchange - Rules & Regulations Directory

Article NO. Content


Taiwan Stock Exchange Corporation Regulations Governing Brokerage Contracts of Securities Brokers 

Amended Date: 2019.07.11 
Categories: Basic Laws and Regulations
Market Supervision > Regulation of Securities Firms
Article 20
    Any of a principal's financial assets received by the securities broker in connection with trading orders, as well as monies owed the principal arising out of such trades, shall be deemed debt generated in trading performed for the principal by the securities broker, and may be retained and refunded only after discharge of the principal's debt.
Data Source:Taiwan Stock Exchange - Rules & Regulations Directory