Taiwan Stock Exchange - Rules & Regulations Directory

Article NO. Content

Title:

Taiwan Stock Exchange Corporation Rules Governing Targeted Examinations of and Guidance to Securities Firms 

Amended Date: 2014.11.04 
Categories: Market Supervision > Regulation of Securities Firms
Article 12
    The TWSE may take measures in accordance with the Operating Rules, Criteria Governing Handling of Stock Affairs by Public Companies, and other rules of the TWSE in the event that the securities firm and its responsible person or employees breach these Rules.
Data Source:Taiwan Stock Exchange - Rules & Regulations Directory
twse-regulation.twse.com.tw