Taiwan Stock Exchange - Rules & Regulations Directory
Article NO. Content
In the event that any of the events mentioned in Article 3 occurs to a securities firm, or said securities firm fails to improve the situation after receiving repeated guidance, the TWSE may directly adjust its total brokerage amount, halt its trading, restrict or stop its trading or terminate its contract for the use of market pursuant to Articles 28-1, 141 and 142 of the Operating Rules of the TWSE.
- Operating Rules of the Taiwan Stock Exchange Corporation § 28-1、141、142 (2020.05.05)
- Taiwan Stock Exchange Corporation Rules Governing Targeted Examinations of and Guidance to Securities Firms § 3 (2014.11.04)