Taiwan Stock Exchange - Rules & Regulations Directory

Article NO. Content


Taiwan Stock Exchange Corporation Rules Governing the Electronic Filing of Capital Adequacy Ratio Financial Statement by Securities Firms 

Amended Date: 2021.09.10 (Articles 4, 7 amended,English version coming soon)
Current English version amended on 2014.08.28 
Categories: Market Supervision > Regulation of Securities Firms
    The applicable targets for these rules are the securities firms in operation. These rules shall not apply to securities brokers concurrently operated by a financial institution, nor do these rules apply to Taiwanese branches of foreign securities firms which had been approved by the competent authority to be exempted from reporting of capital adequacy ratio.
Data Source:Taiwan Stock Exchange - Rules & Regulations Directory