Taiwan Stock Exchange - Rules & Regulations Directory

Article NO. Content


Operating Rules of the Taiwan Stock Exchange Corporation 

Amended Date: 2021.04.07 (Articles 49-1, 50-3 amended,English version coming soon)
Current English version amended on 2020.05.05 
Categories: Basic Laws and Regulations
Article 140
    Where any securities firm violates paragraph 1 or paragraph 3 of Article 28, paragraph 2 of Article 85, or Article 113, the TWSE may suspend trading by it for a period of not less than 3 months but not more than 6 months.
    Where any securities firm has been halted from trading two times in any one year for violation of the provisions of Article 113, or has failed to meet the deadline for payment prescribed in accordance with Article 114, the TWSE may terminate its market usage contract.

Relevant Laws:

Data Source:Taiwan Stock Exchange - Rules & Regulations Directory