Taiwan Stock Exchange - Rules & Regulations Directory

Article NO. Content


Operating Rules of the Taiwan Stock Exchange Corporation 

Amended Date: 2021.04.07 (Articles 49-1, 50-3 amended,English version coming soon)
Current English version amended on 2020.05.05 
Categories: Basic Laws and Regulations
Article 144
    Where any employee of a securities firm violates these Operating Rules, the Regulations Governing Brokerage Contracts, or other bylaws, rules, regulations, public announcements, or circular letters of the TWSE, the TWSE may, depending upon the severity of the violation, notify the securities firm to give warning to its employee, or to halt him from executing business activities for 1 to 6 months.


Data Source:Taiwan Stock Exchange - Rules & Regulations Directory