Taiwan Stock Exchange - Rules & Regulations Directory

Article NO. Content


Taiwan Securities Association Rules Governing Underwriting and Resale of Securities by Securities Firms 

Amended Date: 2024.06.27 (Articles 11, 33, 52-2, 73 amended,English version coming soon)
Current English version amended on 2016.04.12 
Article 49
    A securities broker sub-underwriting securities on behalf of an underwriter, shall prepare a record of the names of subscribers and the amount of securities subscribed to by each, and submit said record to the underwriter.
Data Source:Taiwan Stock Exchange - Rules & Regulations Directory