Taiwan Stock Exchange - Rules & Regulations Directory

Article NO. Content


Taiwan Securities Association Rules Governing Underwriting and Resale of Securities by Securities Firms 

Amended Date: 2024.06.27 (Articles 11, 33, 52-2, 73 amended,English version coming soon)
Current English version amended on 2016.04.12 
Article 85-3
    A broker shall open a special customer securities underwriting account at the designated bank. The funds in the account may not be used for any purpose other than processing receipts or remittances in connection withr the processing fees, lottery winner notification postage expenses, and subscription payments for subscriptions to securities, and the bid processing fees, bid deposits, award prices, and award processing fees for bids for securities.
Data Source:Taiwan Stock Exchange - Rules & Regulations Directory