Taiwan Stock Exchange - Rules & Regulations Directory

Article NO. Content


Taiwan Stock Exchange Corporation Operational Guidelines for Follow-up, Assessment, and Guidance in Regard to Securities Firm Audit Deficiencies 

Amended Date: 2002.02.01 
Categories: Market Supervision > Regulation of Securities Firms
Article 5
    The TSEC shall produce a report, to be kept on file for reference, for each instance of follow-up, assessment, and guidance with respect to an audit deficiency of a securities firm.
Data Source:Taiwan Stock Exchange - Rules & Regulations Directory