Taiwan Stock Exchange - Rules & Regulations Directory

Article NO. Content


Operation Directions for Agency Services Operated by Securities Firms Engaged by Customers to Invest Their Securities Trading Balances 

Amended Date: 2015.03.31 
Categories: Securities Exchange Market > Borrowing of Money
Article 4
    The securities firm operating the Services shall establish an internal control system.
    The internal control system in the above paragraph shall specify the operating procedures, hierarchy of responsibility, and account management matters for operating the Services.
Data Source:Taiwan Stock Exchange - Rules & Regulations Directory