Taiwan Stock Exchange - Rules & Regulations Directory

Article NO. Content


Operation Directions for Agency Services Operated by Securities Firms Engaged by Customers to Invest Their Securities Trading Balances 

Amended Date: 2015.03.31 
Categories: Securities Exchange Market > Borrowing of Money
Article 5
    Associated persons operating the Services shall hold the qualifications under the "Regulations Governing Responsible Persons and Associated Persons of Securities Firms" established and promulgated by the competent authority.
Data Source:Taiwan Stock Exchange - Rules & Regulations Directory