Taiwan Stock Exchange - Rules & Regulations Directory

Article NO. Content


Operation Directions for Electronic Certificate Delivery by Securities Firms and Futures Commission Merchants 

Amended Date: 2022.09.06 (Articles 2, 5 amended,English version coming soon)
Current English version amended on 2017.08.29 
Categories: Information Operations
    When the period of validity of a certificate has expired or the certificate is canceled, the investor or trader shall make a new application for a certificate. The securities firm or futures commission merchant shall effectively verify the investor's or trader's identity and retain relevant records before it may accept the investor's or trader's application.


Relevant Laws:

Data Source:Taiwan Stock Exchange - Rules & Regulations Directory