Taiwan Stock Exchange - Rules & Regulations Directory

Article NO. Content

Title:

Operating Rules for Custody and Investment of Funds by Securities Firms on Behalf of Customers 

Amended Date: 2015.03.31 
Categories: Securities Exchange Market > Borrowing of Money
Article 21
    A securities firm investing in any of the eligible instruments specified in Article 10, paragraph 2 may, if so agreed with the customer, further reinvest the funds received upon sale, expiration, early termination, or redemption, as the case may be, of the subject instrument,.
    With the exception of a subsequent repo transaction with the same counterparty or a switching of shares between funds, any funds falling within the scope of the preceding paragraph shall be transferred to the cash management account before further reinvesting.

Interpretation:

Relevant Laws:

Data Source:Taiwan Stock Exchange - Rules & Regulations Directory
twse-regulation.twse.com.tw