Taiwan Stock Exchange - Rules & Regulations Directory

Article NO. Content


Regulations Governing the Operation of Securities Introducing Broker Business by Futures Commission Merchants 

Amended Date: 2014.05.29 
Article 26
    In the operation of securities introducing broker business by a futures commission merchant, the business shall be operated by a dedicated department and a dedicated person shall be assigned responsibility for its management, and the business shall be executed by registered, qualified associated persons for securities business.
Data Source:Taiwan Stock Exchange - Rules & Regulations Directory