Taiwan Stock Exchange - Rules & Regulations Directory

Article NO. Content


Regulations Governing the Operation of Securities Introducing Broker Business by Futures Commission Merchants 

Amended Date: 2014.05.29 
Article 33
    Article 2 paragraph 1, Articles 3 through 8, Article 10, Articles 14 through 17, Article 18 paragraph 3, and Articles 19 through 21 of the Regulations Governing Responsible Persons and Associated Persons of Securities Firms apply mutatis mutandis to the responsible persons and associated persons of securities introducing brokers.


Relevant Laws:

Data Source:Taiwan Stock Exchange - Rules & Regulations Directory