Taiwan Stock Exchange - Rules & Regulations Directory

Article NO. Content

Title:

Regulations Governing the Operation of Securities Introducing Broker Business by Futures Commission Merchants 

Amended Date: 2014.05.29 
Article 34
    When a futures commission merchant, pursuant to Articles 14 and 17 herein, applies to the competent authority for issuance of a permission license, it shall pay license fees as follows:
  1. A futures commission merchant applying to operate securities introducing broker business shall pay a license fee of NT$5,000.
  2. A futures commission merchant applying for the operation of securities introducing broker business by branch units shall pay a license fee of NT$2,000 for each branch unit.
    A securities introducing broker applying to the competent authority for re-issuance of a permission license shall pay a license fee of NT$1,000.    The securities introducing broker is exempt from payment of a license fee when applying for reissuance of a permit license due to the adjustment of administrative zones or a change of street address due to adjustment of door plates.

Relevant Laws:

Data Source:Taiwan Stock Exchange - Rules & Regulations Directory
twse-regulation.twse.com.tw