Taiwan Stock Exchange - Rules & Regulations Directory
Article NO. Content
When a futures commission merchant, pursuant to Articles 14 and 17 herein, applies to the competent authority for issuance of a permission license, it shall pay license fees as follows:
- A futures commission merchant applying to operate securities introducing broker business shall pay a license fee of NT$5,000.
- A futures commission merchant applying for the operation of securities introducing broker business by branch units shall pay a license fee of NT$2,000 for each branch unit.
A securities introducing broker applying to the competent authority for re-issuance of a permission license shall pay a license fee of NT$1,000. The securities introducing broker is exempt from payment of a license fee when applying for reissuance of a permit license due to the adjustment of administrative zones or a change of street address due to adjustment of door plates.
- Regulations Governing the Operation of Securities Introducing Broker Business by Futures Commission Merchants § 14、17 (2014.05.29)