Taiwan Stock Exchange - Rules & Regulations Directory

Article NO. Content

Title:

Taipei Exchange Regulations Governing the Conduct of Equity Crowdfunding by Securities Firms 

Amended Date: 2020.08.20 (Articles 26 amended,English version coming soon)
Current English version amended on 2019.01.02 
Article 31
    The TPEx may send personnel to conduct on-site examination of a securities firm's crowdfunding business. The securities firm may not refuse to provide information or to accept examination by the TPEx. If any deficiency is discovered, the TPEx may carry out follow-up monitoring and assessment, and may issue a letter requiring the securities firm to submit a corrective plan.
    When it considers necessary, the TPEx may require the securities firm to engage CPAs or a professional institution designated by the TPEx, to conduct a targeted examination within the examination scope designated by the TPEx, and to submit the results of the examination to the TPEx, and the relevant examination fees shall be borne by the securities firm.
Data Source:Taiwan Stock Exchange - Rules & Regulations Directory
twse-regulation.twse.com.tw