Taiwan Stock Exchange - Rules & Regulations Directory

Article NO. Content


Taipei Exchange Regulations Governing the Conduct of Equity Crowdfunding by Securities Firms 

Amended Date: 2020.08.20 (Articles 26 amended,English version coming soon)
Current English version amended on 2019.01.02 
Article 33
    If an employee of a securities firm violates these Regulations or other relevant provisions and the circumstances are serious, the TPEx may report the matter to the competent authority for it to take necessary dispositive measures.
Data Source:Taiwan Stock Exchange - Rules & Regulations Directory