Taiwan Stock Exchange - Rules & Regulations Directory

Article NO. Content

Title:

Regulations Governing Securities Firms Trading in Securities on a Fixed-Term, Fixed-Amount Basis 

Amended Date: 2018.08.06 
Categories: Securities Exchange Market > Trading > Securities Transaction
Article 10
    The provisions of Article 5, paragraph 2 of the Securities Exchange's and TPEx's Rules Governing Securities Firms Recommending Trades in Securities to Customers shall not apply to a securities firm trading in securities on a fixed-term, fixed-amount basis or selling securities through reconciliation account.

Relevant Laws:

Data Source:Taiwan Stock Exchange - Rules & Regulations Directory
twse-regulation.twse.com.tw