Taiwan Stock Exchange - Rules & Regulations Directory

Article NO. Content


Regulations Governing Securities Firms Trading in Securities on a Fixed-Term, Fixed-Amount Basis 

Amended Date: 2018.08.06 
Categories: Securities Exchange Market > Trading > Securities Transaction
Article 3
    When conducting the Fixed-term, Fixed-amount Trading, a securities firm may conduct the trading via two ways, i.e. brokerage and wealth management.
    When conducting business in the preceding paragraph, a securities firm may report purchases through omnibus trading account for Fixed-Term, Fixed-Amount Trading and make reconciliations and allocations.
    When conducting business in the first paragraph and making allocations and sales through reconciliation account, a securities firm shall always maintain the allocation and trading records.
Data Source:Taiwan Stock Exchange - Rules & Regulations Directory