Taiwan Stock Exchange - Rules & Regulations Directory

Article NO. Content


Taiwan Stock Exchange Corporation Rules Governing Review of Listing of Exchange Traded Notes 

Amended Date: 2022.01.24 (Articles 4, 4-1, 6, 10 amended,English version coming soon)
Current English version amended on 2021.07.16 
Categories: Primary Market > Review
Article 21
    In the event of a securities firm's violation of Article 18, paragraph 2, or Article 19, the TWSE may send a written notice to request its correction. If, however, the same securities firm has received the TWSE's notices to request its correction of the same violation twice or more times in the most recent year, the TWSE may separately impose a default penalty of NT$10,000 to NT$30,000 against it. In case of a serious violation, the TWSE may prohibit it from applying for accreditation as a qualified index or listing of ETNs during the 12 months that follow.

Relevant Laws:

Data Source:Taiwan Stock Exchange - Rules & Regulations Directory