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Securities Exchange Market
Margin Transaction
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1.
Operating Rules for Securities Firms Handling Margin Purchases and Short Sales of Securities
2.
Contract for the Handling by a Securities Firm of Margin Purchases and Short Sales in Securities Trading
3.
Taiwan Stock Exchange Corporation Operation Directions for the Allocation of Limits for Margin Purchases and Short Sales and for Sales of Borrowed Securities Permitted for Securities Trading
4.
Mandate Contract for the Receipt and Payment of Funds in Margin Trading
5.
Operation Directions for the Calculation of the Number of Shares of Margin Buyers for the Purposes of Share Transfers Upon Special Shareholders Meetings
6.
Directions for Settlement by the Offsetting of Margin Purchases and Short Sales in Margin Trading
7.
Operation Directions for Securities Firms or Securities Finance Enterprises Accepting Applications by Customers to Extend the Durations of Individual Margin Purchases and Short Sales
8.
Operation Directions for the Control of Margin Purchase and Short Sale Limits Relative to the Net Worth of Securities Firms
9.
Taiwan Stock Exchange Corporation Procedures To Be Taken in Connection with Margin Purchase or Short Sale in the Event of the Suspension or Halting of Trading
10.
Taiwan Stock Exchange Corporation Specific Standards and Procedures for Determining Eligibility of Securities for Margin Purchase and Short Sale Transactions
11.
Taiwan Stock Exchange Corporation Specific Standards and Procedures for Halting and Reinstating Margin Purchase and Short Sale of Securities, and for Adjusting Margin Purchase Leverage Limits and Short Sale Margin Requirements
12.
Terms for Establishment of Margin Accounts With Securities Firms for Margin and Stock Loans