1. Taiwan Stock Exchange Corporation Regulations Governing Brokerage Contracts of Securities Brokers
2. Contract for the Usage of the Centralized Securities Exchange Market
3. Taiwan Stock Exchange Corporation Operational Rules for Audits of Securities Firms
4. Supplementary Provisions to Article 28-1, Paragraph 2 of the Operating Rules of the Taiwan Stock Exchange Corporation
5. Taiwan Stock Exchange Corporation Rules Governing Targeted Examinations of and Guidance to Securities Firms
6. Taiwan Stock Exchange Corporation Rules Governing Early Warnings for Overall Operational Risk of Securities Firms
7. Taiwan Stock Exchange Corporation Rules Governing the Targeted Examination and Handling of Defaults on Settlement Obligations by Securities Firms
8. Taiwan Stock Exchange Corporation Directions for the Calculation of Net Available Funds
9. Taiwan Stock Exchange Corporation Procedures for Handling Default on Settlement Obligations by Securities Firms
10. Taiwan Stock Exchange Corporation Standards Governing the Places of Business and Facilities of Securities Firms and Securities Introducing Brokers
11. Operational Regulations Governing Securities Firms Recommending Trades in Securities to Customers
12. Taiwan Stock Exchange Corporation Guidelines Governing the Electronic Filing of Financial Statements by Securities Firms
13. Guidelines for Handling Defects in Filing of Supervisory Information by Securities Firms
14. Taiwan Stock Exchange Corporation Rules Governing the Electronic Filing of Capital Adequacy Ratio Financial Statement by Securities Firms
15. Regulations Governing Insiders of Securities Firms Opening Accounts at Their Securities Firms for Securities Brokerage Trading
16. Taiwan Stock Exchange Corporation Rules for Suspension or Termination, and Application for Resumption, of Securities Firm Operations
17. Taiwan Stock Exchange Corporation Procedures for Merger or Assignment of Operations of Securities Firms
18. Taiwan Stock Exchange Corporation Operational Guidelines for Follow-up, Assessment, and Guidance in Regard to Securities Firm Audit Deficiencies
19. Establishing Information Security Inspection Mechanisms for Securities Firms
20. Taiwan Stock Exchange Corporation Directions for the Use of Digital Signatures by Securities Firms
21. Taiwan Stock Exchange Corporation Determination Standards and Handling Procedures for the Avoidance or Refusal of Examinations by Securities Firms
22. Taiwan Stock Exchange Corporation Rules Governing Stabilization of Trades of Listed Securities
23. Guidelines for Public Subscription and Private Placement of Securities
24. Mandate Contract for Public Subscription and Allotment of Securities
25. Audit Content and Disposition Standards for Securities Subscription Operations of Securities Firms
26. Rules Governing the Particulars to be Recorded in the Contract for Recommendations by Securities Firms to Customers for Securities Trading
27. Taiwan Stock Exchange Corporation Procedures for Handling Emergencies at Branch Units of Foreign Securities Firms
28. Guidelines for the Commission Agency Services of Securities Firms for Investment in the Money Market of Settlement Money Payable to Clients from Securities Transactions Undertaken on Behalf of Clients
29. Operation Directions for the Advance Collection of Funds and Securities by Securities Brokers in Brokerage Trading
30. Guidelines Governing the Creation of Customer Ledgers of Securities Firms' Settlement Accounts
31. Directions for Internal Control of Securities Firms Using Modelling in Management Operations
32. Directions for the Provision of Application Programming Interface (API) Service by Securities Firms to Investors
33. Operation Directions for Inquiries of Customer Data by Employees of Securities Firms
34. Directions for Securities Firms Engaging Futures Commission Merchants to Operate Securities Introducing Broker Business
35. Standard Directions for the Content and Procedures of Assessment of Legal Compliance of Securities Firms
36. Table of Mandatory Preservation Periods for Accounts, Statements, Vouchers, and Certificates of Securities Firms
37. Taiwan Stock Exchange Corporation Review and Assessment Standards for Internal Control and Internal Audits of Applications by Securities Firms for Conducting Specific Business Operations
38. Directions for Internal Control of Agency Services Operated by Securities Firms Engaged by Customers to Invest Their Securities Trading Balances
39. Taiwan Stock Exchange Corporation Directions for the Sublease of Business Premises Leased and Rented by Idle Assets of a Securities Firm
40. Directions for Preservation of Trading Data in Trading Through the Internet or Other Electronic Methods
41. Securities Broker's Application for Direct Market Access Services
42. Taiwan Stock Exchange Corporation (TWSE) Operation Directions for Direct Market Access by Securities Brokers
43. Guidelines for Securities Firms to Allow Investors to Create Trading Conditions on Placing Orders
44. Taiwan Stock Exchange Corporations Directions for Securities Brokers Preparing Trading Order Records Using the Internet or Other Electronic Means of Trading
45. Taiwan Stock Exchange Corporation Securities Brokerage Trading Checkpoint Control Items Required for Trading Servers Used by Securities Firms for Trading Through the Internet or Other Electronic Methods
46. Taiwan Stock Exchange Corporation Standards Governing Principal Identification and Management of Credit Line Categorization in the Processing by Securities Firms of Account Opening
47. Taiwan Stock Exchange Corporation Operation Procedures for Appeals Filed by Securities Firms or Employees thereof in Disposition Cases
48. Guidelines for the Work-From-Home Application by Securities Firms in Response to Severe Communicable Diseases
49. Taiwan Stock Exchange Corporation Procedures for Accessing Working Paper of Securities Firm’s Financial Statements Audited and Certified by Certified Public Accountant
50. Taiwan Stock Exchange Corporation Directions for the Installation by Securities Firms of Automatic Service Equipment Outside of Their Place of Business
51. Taiwan Stock Exchange Corporation Regulations Governing Applications by Securities Firms for Resumption of Business after Suspension