Title:Taiwan Stock Exchange Corporation Listing Contract for REIT Beneficiary Securities or REAT Beneficiary Securities(2014.08.08)
Categories:
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Primary Market > Listing Contracts
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1
According to matters set forth in the Taiwan Stock Exchange Corporation ("TWSE") Rules Governing Listing Contracts for Securities, pursuant to Article 141 of the Securities and Exchange Act ("Act"), this Contract is made by and between ______________ Co., Ltd. ("Trusteer") and the TWSE regarding the application made by the Trustee to the TWSE for listing of the □ REIT beneficiary securities □ REAT beneficiary securities approved for public offering and issue pursuant to the Regulations Governing the Public Offering or Private Placement of REIT and REAT Beneficiary Securities. Therefore, the parties hereto agree as follows:
Article 1
The □ REIT beneficiary securities □ REAT beneficiary securities in the application made by the Trustee according to this Contract for initial public offering include:
┌──────┬────┬───┬───┬──────┬───┐
│Name of REIT│Date of │Total │Unit │Number of │Notes │
│Funds / REAT│Issue │Dollar│Amount│Issued Units│ │
│ │ │Amount│(NT$) │ │ │
│ │ │(NT$) │ │ │ │
├──────┼────┼───┼───┼──────┼───┤
│ │ │ │ │ │ │
│ │ │ │ │ │ │
│ │ │ │ │ │ │
└──────┴────┴───┴───┴──────┴───┘
In the event of any amendment or addition to the □ REIT beneficiary securities □ REAT beneficiary securities listed, the content of amendment, addition or deletion to the REIT beneficiary securities or REAT beneficiary securities stated in the Application for Listing of Securities or in the Application for Change of Contents for Listing of REIT Beneficiary Securities or REAT Beneficiary Securities, as approved by the TWSE, shall constitute an integral part of this Contract.
Article 2
Both the Trustee and the TWSE shall comply with the applicable laws and regulations and the rules and public notices of the TWSE.
Article 3
Upon this Contract taking effect, the Trustee shall pay a listing fee of the □ REIT beneficiary securities □ REAT beneficiary securities to the TWSE upon their initial listing and within January of each year thereafter, pursuant to the listing fee schedule set forth in the TWSE Securities Listing Fee Schedule.
Article 4
This Contract is executed in five counterparts, one of which shall be delivered to the competent authority and each of the rest held by the Trustee and TWSE.
Article 5
This Contract shall be submitted to the competent authority for acknowledgment and reference.
Undersigned:-
Trustee:
Representative:
Address:
Taiwan Stock Exchange Corporation
Representative:
Address:
Date: