Title：Taiwan Stock Exchange Corporation's ("TWSE") Rules Governing the Reporting of Basic Information of Advisory Client Companies by Securities Underwriters（2023.02.15）
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Categories：
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Primary Market > Review
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Article 1
These Rules are established in accordance to Article 3, paragraph 4 of the TWSE Procedures for Review of Securities Listings.
Article 3
A securities underwriter suspending or terminating the Agreement with an advisory client company shall, on the suspension or termination day, update the relevant information in the Particulars via the Internet in regard to the reasons for the suspension or termination.
Article 4
If the securities dealer discovers material irregularities with the financial or business operation of the advisory client company, the securities underwriter shall, via the Internet and until improvement is made, update the relevant information in the Particulars in regard to such irregularities and their impact on the financial and business operations of the advisory client company.
Article 5
The securities underwriter shall strictly enforce these Rules and report on time. It shall be responsible for any errors, omissions, or false or untrue representations in the relevant information. If the TWSE discovers any of the above-mentioned deficiencies, it shall request the securities underwriter to improve immediately and, subject to the actual circumstances of each case, give notice of improvement to the underwriter and further take measures in accordance with the TWSE Rules for Handling Deficiencies in the Assessment Report or Other Relevant Information Submitted by a Securities Underwriter.".
Article 6
These Rules shall take effect after having been submitted to and approved by the general manager by signing. Subsequent amendments thereto shall be effected in the same manner.