• Font Size:
  • S
  • M
  • L

Laws

Title:

Directions for Internal Control of Securities Firms Using Modelling in Management Operations  CH

Announced Date: 1969.02.14
Amended Date: 2016.04.08
Content Article In Change6.Article 6 amended per 8 April 2016, Public Announcement No. Taiwan-Stock-Listing-Intermediaries-1050006088 of the Taiwan Stock Exchange Corporation; for immediate implementation.
Approved per 7 April 2016, Letter No. Financial-Supervisory-Securities-Firms-1050007759 of the Financial Supervisory Commission.
5.Article 6 amended per 21 January 2016, Public Announcement No. Taiwan-Stock-Listing-Intermediaries-1050001234 of the Taiwan Stock Exchange Corporation; for immediate implementation.
Approved per 19 January 2016, Letter No. Financial-Supervisory-Securities-Firms-1040052916 of the Financial Supervisory Commission.
Content Article In Change 4.Article 6 amended per 20 November 2014, Public Announcement No. Taiwan-Stock-Listing-Intermediaries-1030024222 of the Taiwan Stock Exchange Corporation; for immediate implementation.
Approved per 19 November 2014, Letter No. Financial-Supervisory-Securities-Firms-1030042369 of the Financial Supervisory Commission.
3.Article 6 amended per 17 October 2012, Public Announcement No. 2012-Taiwan-Stock-Listing-Audit-1010023545 of the Taiwan Stock Exchange Corporation; for immediate implementation.
Approved for recordation per 16 October 2012, Letter No. Financial-Supervisory-Securities-Firms-1010032454 of the Financial Supervisory Commission.
2.Article 6 amended per 6 May 2009, Public Announcement No. 2009-Taiwan-Stock-Listing-Audit-0980009503 of the Taiwan Stock Exchange Corporation; for immediate implementation.
Approved for recordation per 5 May 2009, Letter No. 2009 -Taiwan-Finance- Securities-2-0980018228 of the Securities and Exchange Commission, Ministry of Finance.
1.All 10 articles promulgated in full on 12 October 2007, per Public Announcement No. 2007-Taiwan-Stock-Listing-Audit-0960030308 of the Taiwan Stock Exchange Corporation; for immediate implementation.
Approved for recordation per 9 October 2007, Letter No. 2007-Taiwan-Finance- Securities-2-0960053218 of the Securities and Exchange Commission, Ministry of Finance.