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Laws

Title:

Guidelines for the Work-From-Home Application by Securities Firms in Response to COVID-19  CH

Announced Date: 1911.00.00
Amended Date: 2023.10.03 (Articles 1, 2, 3 amended,English version coming soon)
Current English version amended on 2021.05.25 
Categories: Market Supervision > Regulation of Securities Firms
Content Article In Change3.Whole text of three articles amended per 25 May 2021 Public Announcement No. Taiwan-Stock-Intermediaries-1100009838 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved per 24 May 2021 Letter No. Financial-Supervisory-Securities-Firm-1100345740 of the Financial Supervisory Commission
Content Article In Change 2.Whole text of three articles amended per 11 December 2020 Public Announcement No. Taiwan-Stock-Intermediaries-1090023032 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved per 8 December 2020 Letter No. Financial-Supervisory-Securities-Firm-1090371840 of the Financial Supervisory Commission
1.