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Taiwan Stock Exchange Corporation Listing Contract for Beneficiary Securities or Asset-Backed Securities  CH

Amended Date: 2014.08.08
1     According to Article 141 of the Securities and Exchange Act and the Taiwan Stock Exchange Corporation ("TWSE") Rules Governing Listing Contracts for Securities, this Contract is made regarding the application of [ ] Co., Ltd. (□ "Trustee" □ "Special Purpose Company") to the TWSE for the listing of the duly approved □ beneficiary certificates □ asset-backed securities on the TWSE. Therefore, the parties hereto agree as follows:

Article 1
    Particulars of the initial listing of the □ beneficiary certificates □ asset-backed securities for which the □ Trustee □ Special Purpose Company applies according to the Contract include:
┌───────┬─────┬─────┬───┬───┬──┐
│Name of       │Date of   │Number of │Par   │Total │Note│
│beneficiary   │issuance  │units     │value │dollar│    │
│certificate/  │          │issued    │(NT$) │amount│    │
│asset-backed  │          │(certif-  │      │(NT$) │    │
│securities    │          │icates)   │      │      │    │
├───────┼─────┼─────┼───┼───┼──┤
│1.            │          │          │      │      │    │
│2.            │          │          │      │      │    │
└───────┴─────┴─────┴───┴───┴──┘
    In the event of an increase of or change to the contents of the listed □ beneficiary certificates □ asset-backed securities, the listing application for the beneficiary certificates or asset-backed securities approved by the TWSE, or the increase or decrease of the listed beneficiary certificates or asset-backed securities described in the application for change of contents of the listed beneficiary certificates or asset-backed securities, or the changes to the contents are deemed an integral part of this Listing Contract for Beneficiary Securities or Asset-Backed Securities.

Article 2
    The □ Trustee □ Special Purpose Company and the TWSE shall comply with the applicable laws and regulations and the requirements under the rules, policies and public announcements of the TWSE.

Article 3
    After this Listing Contract takes effect, the □ Trustee □ Special Purpose Company shall pay the listing fees for beneficiary certificates or asset-backed securities to the TWSE upon initial listing and every January thereafter according to the fee schedule set forth in the Taiwan Stock Exchange Corporation Rate Table for Securities Listing Fees.

Article 4
    This contract shall be executed in quintuplicate, with one copy to be submitted to the competent authority and one copy to be retained by the □ Trustee □ Special Purpose Company and the TWSE each.

Article 5
    This contract shall be filed with the competent authority for recordation.


    Parties:-

    Trustee (Special Purpose Company):
    Representative:
    Address:


    Taiwan Stock Exchange Corporation:
    Representative:
    Address:


    Date: