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Application for Listing of Beneficial Securities  CH

Amended Date: 2004.06.28
1     Application for Listing of Beneficial Securities

    To: Taiwan Stock Exchange Corporation (TWSE)
    Subject: The institution hereby applies to the TWSE for listing of the following beneficial securities which it is authorized to offer and issue, with the required documents attached, pursuant to the Securities and Exchange Act and relevant rules of the TWSE. Your approval is appreciated.
┌───────┬────┬────┬─────┬──────┐
│Name of Issuer│        │Total   │Registered│            │
│              │        │Capital │Capital   │            │
│              │        │        ├─────┼──────┤
│              │        │        │Paid-in   │            │
│              │        │        │Capital   │            │
├───────┼────┼────┴─────┼──────┤
│Date of       │        │Date of Amendment   │            │
│Incorporation │        │Registration        │            │
│of the        │        │                    │            │
│Institution   │        │                    │            │
├───────┼────┼──────────┼──────┤
│Originator    │        │Content of Assets   │            │
│              │        │Pool                │            │
├───────┼────┼──────────┼──────┤
│Name of       │        │Credit Rating Agency│            │
│Service       │        │of the Securities   │            │
│Institution   │        │and its Rating      │            │
├───────┼────┼────┬─────┼──────┤
│Name of the   │Total   │Capital │Yield     │Satisfaction│
│Beneficial    │Dollar  │Allocat-│Allocation│Order and   │
│Securities    │Amount  │ion     │Method    │Period of   │
│              │and Face│Method  │          │Issuance    │
│              │Value of│        │          │            │
│              │Each    │        │          │            │
│              │Security│        │          │            │
├───────┼────┼────┼─────┼──────┤
│1.            │        │        │          │            │
├───────┼────┼────┼─────┼──────┤
│2.            │        │        │          │            │
├───────┼────┼────┼─────┼──────┤
│3.(If the     │        │        │          │            │
│space provided│        │        │          │            │
│is            │        │        │          │            │
│insufficient, │        │        │          │            │
│please insert │        │        │          │            │
│additional    │        │        │          │            │
│rows)         │        │        │          │            │
├───────┼────┼────┼─────┼──────┤
│Date and      │        │        │          │            │
│Reference     │        │        │          │            │
│Number of     │        │        │          │            │
│Approval of   │        │        │          │            │
│Offering and  │        │        │          │            │
│Issuing       │        │        │          │            │
├───────┼────┴────┼─────┼──────┤
│Scheduled Date│                  │Scheduled │            │
│of Listing for│                  │Date of   │            │
│Trading       │                  │Completion│            │
│              │                  │of        │            │
│              │                  │Offering  │            │
├───────┼─────────┴─────┴──────┤
│Date of       │(Month, Day, Year)                          │
│Application   │                                            │
├───────┼──────────────────────┤
│Attachments   │1. Documentary proof of the approval of the │
│              │   Ministry of Economic Affairs for the last│
│              │   registration amendment.                  │
│              │2. Three counterparts of documentary proof  │
│              │   of the approval of the competent         │
│              │   securities authority for the issuance of │
│              │   beneficial securities.                   │
│              │3. Five counterparts of the listing contract│
│              │   for beneficial securities.               │
│              │4. Three counterparts of the asset trust    │
│              │   securitization plan.                     │
│              │5. Three counterparts of the contract of    │
│              │   special purpose trust.                   │
│              │6. Three counterparts of the beneficial     │
│              │   securities issuance plan.                │
│              │7. Three counterparts of documentary proof  │
│              │   of the board consent to the sale of and  │
│              │   creation of trusts for assets by the     │
│              │   originator. If the originator is a       │
│              │   foreign institution, documentary proof   │
│              │   may be submitted in the form of documents│
│              │   signed by units or personnel authorized  │
│              │   by its headquarters (head office).       │
│              │8. Three counterparts of the resolution of  │
│              │   the board of the trustee institution     │
│              │   indicating its consent to the public     │
│              │   offering of beneficial securities.       │
│              │9. Three counterparts of the trust assets   │
│              │   management and disposition manual.       │
│              │10. Three counterparts of the contract of   │
│              │    mandate of the consigned service        │
│              │    institution or other documentary proof  │
│              │    (not required if no such contract or    │
│              │    proof exists).                          │
│              │11. Three counterparts of legal opinions and│
│              │    case review forms by attorneys.         │
│              │12. Three counterparts of the credit rating │
│              │    report by a credit rating agency        │
│              │    accredited by the competent authority.  │
│              │13. Three counterparts of the credit        │
│              │    enhancement contract executed between   │
│              │    the trustee institution and credit      │
│              │    enhancement provider and certified by an│
│              │    attorney (not required if no such       │
│              │    contract exists).                       │
│              │14. Three counterparts of the opinions of   │
│              │    accountants on the valuation,           │
│              │    fundamental assumptions and             │
│              │    reasonableness of price of the trust    │
│              │    assets.                                 │
│              │15. Three counterparts of the assessment    │
│              │    report of the securities underwriter.   │
│              │16. Three counterparts of the latest        │
│              │    financial reports of the trustee        │
│              │    institution.                            │
│              │17. Sample beneficial securities or         │
│              │    documentary proof of registration of    │
│              │    non-physical issuance (to be delivered  │
│              │    in the form and number of copies        │
│              │    prescribed by the TWSE).                │
│              │18. Prospectus (to be delivered in the form │
│              │    and number of copies prescribed by the  │
│              │    TWSE).                                  │
│              │19. Underwriting contract between the       │
│              │    trustee institution and securities      │
│              │    underwriter and report of dispersion of │
│              │    beneficial holders after underwriting   │
│              │    (to be delivered before listing         │
│              │    arrangement).                           │
│              │20. Three counterparts of the declaration of│
│              │    the trustee institution and securities  │
│              │    underwriter that none of the            │
│              │    circumstances in Subparagraphs 1 to 8,  │
│              │    Paragraph 1, Article 26 of the          │
│              │    Regulations Governing Securities Firms  │
│              │    applies.                                │
│              │21. Other necessary documentary proof or    │
│              │    information.                            │
├───────┴──────────────────────┤
│                          Applicant:                        │
│                          Legal Representative: (Signature) │
│                          Institution Address:              │
│                          Telephone Number:                 │
└──────────────────────────────┘
    Explanation :
  1. This Listing Application is made in five counterparts and will take effect and be deemed part of the Listing Contract upon the approval of the TWSE.
  2. If any information needs to be revised during the review period, an explanation shall be provided in the form of a comparison table with the revised item and reason specified.
  3. Any attachment that is in foreign language shall be accompanied by a Chinese translation.