• Font Size:
  • S
  • M
  • L
友善列印
WORD

Article Content

Title:

Taiwan Stock Exchange Corporation Listing Contract for Offshore Exchange-Traded Funds  CH

Amended Date: 2014.08.08
1     According to matters set forth in the Taiwan Stock Exchange Corporation ("TWSE") Rules Governing Listing Contracts for Securities, pursuant to Articles 26 and 27-1 of the Regulations Governing Offshore Funds (the "Regulations") and Article 141 of the Securities and Exchange Act ("Act"), this Contract is made by and between _________ (offshore fund manager or an institution appointed by the offshore fund manager (the "Offshore Fund Institution")) through the general agent it appoints and the TWSE regarding the application made by the Offshore Fund Institution to the TWSE for listing of the beneficiary certificates, fund shares or investment units of the offshore exchange-traded funds approved for offering and sale, pursuant to Article 26 of the Regulations. Therefore, the two parties hereto agree as follows:

Article 1
    The beneficiary certificates, fund shares or investment units of the offshore exchange-traded funds in the application made by the Offshore Fund Institution according to this Contract for listing include:
┌─────────┬────┬──────────┬────┐
│Name of Offshore  │Date of │Net asset value for │Note    │
│Exchange-Traded   │Issuance│offering and sale   │        │
│Fund              │        │in the Republic of  │        │
│                  │        │China (NTD)         │        │
├─────────┼────┼──────────┼────┤
│                  │        │                    │        │
│                  │        │                    │        │
└─────────┴────┴──────────┴────┘

Article 2
    The Offshore Fund Institution, its general agent and the TWSE shall comply with the applicable laws and the regulations and policies and rules of and matters published by the TWSE.

Article 3
    After the competent authority approving this Contract, the Offshore Fund Institution shall have the general agent it appoints pay a listing fee to the TWSE upon their initial listing and in January each year thereafter, pursuant to the listing fee schedule for stock listing set forth in the TWSE Securities Listing Fee Schedule established by the TWSE.

Article 4
    This Contract is executed in five originals. One original shall be delivered to the competent authority and the remainder held by the Offshore Fund Institution, general agent and the TWSE.

Article 5
    This Contract shall be reported to the competent authority for recordation.


    Parties:

    Offshore Fund Institution:
    Representative:
    Address:

    General Agent:
    Representative:
    Address:

    Taiwan Stock Exchange Corporation
    Representative:
    Address:
    Date:
Info