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Article NO. Content

Title:

Taiwan Stock Exchange Corporation's ("TWSE") Procedures for Inquiries Regarding Account Opening and Trading Data of Employees of Securities Investment Trust Enterprises and Their Spouses and Minor Children  CH

Announced Date: 2013.11.20
3     Where the Client commissions the SITE to inquire about its personal information such as account opening and personal trading data, the SITE shall appoint specific personnel (limited to the current employees of the SITE and hereafter referred to as "the Authorized Representative") and include the following documents in its application to the TWSE:
  1. An original copy of the application form (Attachment I).
  2. An original copy and a photocopy of the authorization (including a Notification and Letter of Consent in Regard to the Collection, Processing and Use of Personal Information) notarized or authenticated by a notary public (Attachments II and III); if the Client is a minor child and his parents cannot represent him jointly, an original copy and a photocopy of an independent representation agreement (Attachment III-1); or sufficient proof of one of the parent's custody.
  3. An original copy of a Notification and Letter of Consent in Regard to the Collection , Processing and Use of Personal Information, as given to the Authorized Representative (Attachment IV).