print time：2025/07/19 08:01
Article NO. Content
Title：
Regulations Governing Responsible Persons and Associated Persons of Securities Firms
Amended Date：
2025.07.18 (Articles 3, 8, 10, 11 amended,English version coming soon)
Current English version amended on 2025.05.08
Article 1
These Regulations are adopted pursuant to Article 54, paragraph 2 and Article 70 of the Securities and Exchange Act ("the Act").
Interpretation：
（92）證櫃交字第 04531 號
（90）台財證（二）字第 001122 號
Relevant Laws：
Securities and Exchange Act § 54、70 (2024.08.07)