print time：2025/07/03 14:22
Article NO. Content
Title：
Operational Regulations Governing Securities Firms Recommending Trades in Securities to Customers
Amended Date：
2024.12.31 (Articles 5 amended,English version coming soon)
Current English version amended on 2017.11.22
Categories：
Market Supervision > Regulation of Securities Firms
Article 1
These regulations are promulgated pursuant to Article 36, paragraph 2 of the Rules Governing Securities Firms and Article 85, paragraph 3 of the Operating Rules of the Taiwan Stock Exchange Corporation ("this Corporation").
Interpretation：
臺證輔字第 1110501439 號
Relevant Laws：
Operating Rules of the Taiwan Stock Exchange Corporation § 85 (2024.05.24)
Regulations Governing Securities Firms § 36 (2024.03.06)