Article NO. Content

Title:

Operational Regulations Governing Securities Firms Recommending Trades in Securities to Customers 

Amended Date: 2017.11.22 
Categories: Market Supervision > Regulation of Securities Firms
Article 1     These regulations are promulgated pursuant to Article 36, paragraph 2 of the Rules Governing Securities Firms and Article 85, paragraph 3 of the Operating Rules of the Taiwan Stock Exchange Corporation ("this Corporation").

Relevant Laws: