print time：2021/04/17 00:36
Article NO. Content
Title：
Operational Regulations Governing Securities Firms Recommending Trades in Securities to Customers
Amended Date：
2017.11.22
Categories：
Market Supervision > Regulation of Securities Firms
Article 1
These regulations are promulgated pursuant to Article 36, paragraph 2 of the Rules Governing Securities Firms and Article 85, paragraph 3 of the Operating Rules of the Taiwan Stock Exchange Corporation ("this Corporation").
Relevant Laws：
Operating Rules of the Taiwan Stock Exchange Corporation § 85 (2020.05.05)
Regulations Governing Securities Firms § 36 (2020.10.29)