print time：2025/07/16 07:04
Article NO. Content
Title：
Operational Regulations Governing Securities Firms Recommending Trades in Securities to Customers
Amended Date：
2024.12.31 (Articles 5 amended,English version coming soon)
Current English version amended on 2017.11.22
Categories：
Market Supervision > Regulation of Securities Firms
Article 14
These Regulations shall take effect after having been submitted to and approved by the competent authority. Subsequent amendments thereto shall be effected in the same manner.
Interpretation：
臺證輔字第 1110501439 號