print time:2024/04/18 16:24
Article NO. Content
Title:
Operational Regulations Governing Securities Firms Recommending Trades in Securities to Customers
Amended Date:
2017.11.22
Categories:
Market Supervision > Regulation of Securities Firms
Article 8
Research reports shall be timely renewed and use may be resumed only after carrying out the procedures in Article 7.
Interpretation:
臺證輔字第 1110501439 號
臺證輔字第 1050022471 號
Relevant Laws:
Operational Regulations Governing Securities Firms Recommending Trades in Securities to Customers § 7 (2017.11.22)