print time:2024/04/20 08:58
Article NO. Content
Title:
Operational Regulations Governing Securities Firms Recommending Trades in Securities to Customers
Amended Date:
2017.11.22
Categories:
Market Supervision > Regulation of Securities Firms
Article 9
When making oral recommendations to customers, securities firm personnel shall have a full understanding of relevant research reports.
Interpretation:
臺證輔字第 1110501439 號