print time：2025/07/01 06:54
Article NO. Content
Title：
Operational Regulations Governing Securities Firms Recommending Trades in Securities to Customers
Amended Date：
2024.12.31 (Articles 5 amended,English version coming soon)
Current English version amended on 2017.11.22
Categories：
Market Supervision > Regulation of Securities Firms
Article 9
When making oral recommendations to customers, securities firm personnel shall have a full understanding of relevant research reports.
Interpretation：
臺證輔字第 1110501439 號