print time:2024/04/24 02:32
Article NO. Content
Title:
Taipei Exchange Rules Governing Securities Firms Recommending Trades in Securities to Customers
Amended Date:
2017.12.21 (Articles 5 amended,English version coming soon)
Current English version amended on 2010.12.22
Article 1
These regulations were established according to Article 36, paragraph 2 of Regulations Governing Securities Firms and Article 28-2, paragraph 2 of Taipei Exchange Rules Governing Securities Trading on the TPEx.
Interpretation:
(92)證櫃交字第 28534 號
Relevant Laws:
Regulations Governing Securities Firms § 36 (2022.09.01)