print time:2024/03/28 19:52
Article NO. Content
Title:
Regulations Governing Responsible Persons and Associated Persons of Securities Firms
Amended Date:
2024.03.06 (Articles 18 amended,English version coming soon)
Current English version amended on 2022.10.28
Article 1
These Regulations are adopted pursuant to Article 54, paragraph 2 and Article 70 of the Securities and Exchange Act ("the Act").
Interpretation:
(92)證櫃交字第 04531 號
(90)台財證(二)字第 001122 號
Relevant Laws:
Securities and Exchange Act § 54、70 (2023.06.28)