print time:2024/07/04 00:21
Article NO. Content
Title:
Regulations Governing Responsible Persons and Associated Persons of Securities Firms
Amended Date:
2024.03.06
Article 17
The FSC or training institution shall cancel the registration of an associated person who fails to participate in pre-service or in-service training, or who fails the training and furthermore fails to pass retraining within 1 year.