print time:2025/07/11 08:52
Article NO. Content
Title:
Regulations Governing Responsible Persons and Associated Persons of Securities Firms
Amended Date:
2025.05.08 (Articles 21-1 amended,English version coming soon)
Current English version amended on 2024.03.06
Article 20
The associated person of a securities firm shall be deemed to be acting under the authorization of the securities firm when engaging in the business under any subparagraph of Article 2, paragraph 2,.
Relevant Laws:
Regulations Governing Responsible Persons and Associated Persons of Securities Firms § 2 (2024.03.06)