print time:2025/09/17 14:43
Article NO. Content
Title:
Regulations Governing Responsible Persons and Associated Persons of Securities Firms
Amended Date:
2025.07.18 (Articles 3, 8, 10, 11 amended,English version coming soon)
Current English version amended on 2025.05.08
Article 20
The associated person of a securities firm shall be deemed to be acting under the authorization of the securities firm when engaging in the business under any subparagraph of Article 2, paragraph 2,.
Relevant Laws:
Regulations Governing Responsible Persons and Associated Persons of Securities Firms § 2 (2025.05.08)