Article NO. Content

Title:

Regulations Governing Responsible Persons and Associated Persons of Securities Firms 

Amended Date: 2024.03.06 
Article 7 Any person who has obtained a certificate of qualification as a securities firm associated person issued by the FSC and requires re-issuance or replacement of the certificate shall file an application with the SFI.<br/>The preceding paragraph shall come into force from January 1, 1999.