Article NO. Content

Title:

Regulations Governing Responsible Persons and Associated Persons of Securities Firms 

Amended Date: 2025.07.18 (Articles 3, 8, 10, 11 amended,English version coming soon)
Current English version amended on 2025.05.08 
Article 7 Any person who has obtained a certificate of qualification as a securities firm associated person issued by the FSC and requires re-issuance or replacement of the certificate shall file an application with the SFI.<br/>The preceding paragraph shall come into force from January 1, 1999.