print time:2024/04/24 09:30
Article NO. Content
Title:
Taiwan Stock Exchange Corporation Regulations Governing Brokerage Contracts of Securities Brokers
Amended Date:
2023.04.28
Categories:
Basic Laws and Regulations
Market Supervision > Regulation of Securities Firms
Article 3-1
To apply for an account with a securities firm, the principal shall submit necessary documents for identification as required under the Regulations Governing Anti-Money Laundering of Financial Institutions.
Interpretation:
臺證交字第 1090201113 號