print time:2024/07/22 19:37
Article NO. Content
Title:
Taiwan Stock Exchange Corporation Regulations Governing Brokerage Contracts of Securities Brokers
Amended Date:
2024.05.24 (Articles 17 amended,English version coming soon)
Current English version amended on 2023.04.28
Categories:
Basic Laws and Regulations
Market Supervision > Regulation of Securities Firms
Article 3-1
To apply for an account with a securities firm, the principal shall submit necessary documents for identification as required under the Regulations Governing Anti-Money Laundering of Financial Institutions.
Interpretation:
臺證交字第 1090201113 號