print time:2026/09/11 22:44
Article NO. Content
Title:
Taiwan Stock Exchange Corporation Regulations Governing Brokerage Contracts of Securities Brokers
Amended Date:
2026.08.06 (Articles 3 amended,English version coming soon)
Current English version amended on 2025.07.14
Categories:
Basic Laws and Regulations
Market Supervision > Regulation of Securities Firms
Article 3-1
To apply for an account with a securities firm, the principal shall submit necessary documents for identification as required under the Regulations Governing Anti-Money Laundering of Financial Institutions.
Interpretation:
臺證交字第 1090201113 號