Article NO. Content

Title：

Taiwan Securities Association Rules Governing Underwriting and Resale of Securities by Securities Firms 

Amended Date： 2023.11.30 (Articles 4-1, 22-1, 30, 40, 43, 43-1, 44, 54, 73 amended,English version coming soon)
Current English version amended on 2016.04.12 
Article 5-3     When a securities firm conducts an underwriting case, it may not utilize anyone who is not an employee of the securities firm to solicit business, nor may it pay any unreasonable commission.

Interpretation：