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Guidelines for the Commission Agency Services of Securities Firms for Investment in the Money Market of Settlement Money Payable to Clients from Securities Transactions Undertaken on Behalf of Clients 

Amended Date: 2015.03.31 
Categories: Market Supervision > Regulation of Securities Firms
Article 20     Where performance of the Services by the securities firm requires consent of the beneficiary of the funds pursuant to law that exceeds the scope of the client's authorization under the agreement with respect to the Services, the securities firm shall separately obtain the client's written consent.