證券商經營客戶委託運用買賣有價證券結餘款項之代理業務作業要點
Operation Directions for Agency Services Operated by Securities Firms Engaged by Customers to Invest Their Securities Trading Balances
證券商及負責人、受僱人違反本作業要點之規定時，得由證券交易所或櫃 檯買賣中心依其相關章則之規定辦理。