落實及強化證券商因持有公司股份而出席股東會之內部決策過程及指派人員行使表決權標準作業程序及控制重點
Standard Operation Procedure and Directions for Control of "Internal Decision-making Process of Shareholders Meetings Attended by Securities Firms Holing the Companies' Shares and Appointment of Persons to Exercise the Voting Right"
三、證券商收到持有股份公司之開會通知書，應於股東會開會期限內由其 權責單位辦理出席人員指派、表決權行使決策等相關作業程序，並留 存資料備查。