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Amendments

Title：

Taiwan Stock Exchange Corporation Regulations Governing Brokerage Contracts of Securities Brokers  CH

Amended Date： 2023.04.28 
Categories： Basic Laws and Regulations
Market Supervision > Regulation of Securities Firms
Article Content Content Search Article No. Search Legal Basis Subordinate Legislation Amended Article Legislative History Chinese

Title： Taiwan Stock Exchange Corporation Regulations Governing Brokerage Contracts of Securities Brokers(2007.01.17)
Date：
Article 7 When securities brokers accept trade orders, they shall undertake the trades in accordance with the particulars of the trading order forms and in the order of their serial numbers.
A principal or principal's agent may give written notice to the securities broker to cancel the trading order or reduce the volume of the trade, except where the trade has already been confirmed.
A principal or principal's agent shall indicate a price limit when placing a trading order, provided that it is acceptable for a juristic person or other institution to authorize a securities firm to decide on the price (within the price fluctuation range designated by the juristic person or institution) and time of order submission, and the securities firm is required to retain a record of the customer's authorization and trading order.
When a principal or principal's agent does not state the period of validity when placing a trading order, the order shall be deemed a day order. For trade orders accepted by securities brokers through the Internet or other electronic means of transaction, the period of validity shall be specified; for orders made over the Internet, the period of validity shall be displayed on the electronic interface where trading order information is entered.