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Article NO. Content

Title:

Regulations Governing the Preparation of Financial Reports by Securities Firms  CH

Amended Date: 2024.01.24 
Article 32 A securities firm preparing and disclosing information on matters specified in Articles 28 through 31 of these Regulations shall request its attesting CPAs to issue a review opinion on these matters.<br/>The matters for compliance for the issuing of a review opinion by the attesting CPAs under the preceding paragraph shall be separately prescribed by the FSC.