• Font Size:
  • S
  • M
  • L
友善列印
WORD

Article NO. Content

Title:

Operation Directions for the Advance Collection of Funds and Securities by Securities Brokers in Brokerage Trading  CH

Amended Date: 2024.03.26 (Articles 1, 2 amended,English version coming soon)
Current English version amended on 2017.11.15 
Categories: Market Supervision > Regulation of Securities Firms
3     The engaged securities broker shall prepare detailed schedules (Attachments 1 and 2) on the receipts and payment of the funds and securities collected in advance under Article 1, on a daily basis, to be made available for review.