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Article NO. Content

Title：

Operation Directions for the Advance Collection of Funds and Securities by Securities Brokers in Brokerage Trading  CH

Amended Date： 2024.03.26 (Articles 1, 2 amended,English version coming soon)
Current English version amended on 2023.08.17 
Categories： Market Supervision > Regulation of Securities Firms
Article Content Content Search Article No. Search Amended Article Attachment Legislative History Chinese
3     The engaged securities broker shall prepare detailed schedules (Attachments 1 and 2) on the receipts and payment of the funds and securities collected in advance under Article 1, on a daily basis, to be made available for review.

Attachment：

Relevant Laws：