• Font Size:
  • S
  • M
  • L

Article NO. Content

Title:

Regulations Governing the Sale of Securities Obtained by Securities Underwriters on a Firm Commitment Basis  CH

Amended Date: 2023.11.14 
Article 3     When a securities underwriter sells securities under subparagraph 1 of paragraph 1 of the preceding article, it may sell them through its proprietary trading department or through a "segregated account for sale of securities obtained by an underwriter" opened with another securities broker, and it shall comply with the regulations of the Commission and of the Taiwan Stock Exchange Corporation or Taipei Exchange governing securities trading by securities underwriters.